Kathy La Colla
About Kathy La Colla
Kathy La Colla is the Vice President of Operations Compliance with a background in compliance roles at LaBranche Financial Services and U.S. Clearing Corp.
Title
Kathy La Colla currently holds the position of Vice President, Operations Compliance. In this role, she is responsible for overseeing the compliance operations within the company, ensuring that all activities meet regulatory standards and organizational policies.
Previous Role at LaBranche Financial Services
From 2000 to 2004, Kathy La Colla served as a Compliance Officer at LaBranche Financial Services for four years. During her tenure, she was responsible for monitoring and enforcing compliance with financial regulations, safeguarding the firm's operations against legal and regulatory risks.
Career at U.S. Clearing Corp
Kathy La Colla worked at U.S. Clearing Corp as a Compliance Officer from 1989 to 2000, spanning eleven years. In this role, she ensured the company's adherence to industry regulations, implemented compliance strategies, and conducted audits to maintain operational integrity.
Role at Jefferies & Company
Kathy La Colla held the position of Vice President, Operations Compliance at Jefferies & Company in 1970. Although she held the title for a brief period, this role likely involved high-level oversight of compliance operations within the company.