Kevin Lee
About Kevin Lee
Kevin Lee is a Senior Audit Manager at Jefferies LLC with over a decade of experience in capital markets, holding FINRA License No. 7 and 63.
Current Position at Jefferies LLC
Kevin Lee is currently employed at Jefferies LLC as a Senior Audit Manager. In this role, Lee applies his expertise as a Certified Public Accountant (CPA) with FINRA Licenses No. 7 and 63. He has been serving in this capacity since 2012, contributing significantly to the company's auditing processes and financial regulation compliance.
Previous Experience at Morgan Stanley
Before his tenure at Jefferies LLC, Kevin Lee worked at Morgan Stanley from 2005 to 2011. His role was focused on capital markets, particularly in sales and trading. This period provided him with extensive experience and knowledge in the financial sector, laying the groundwork for his subsequent career advancements.
FINRA Licenses and Professional Expertise
Kevin Lee holds FINRA Licenses No. 7 and 63, underscoring his expertise in securities trading and broader financial regulations. These licenses certify his proficiency and authorize him to engage in various financial and security trading activities, marking him as a significant professional in this field.
Experience in Capital Markets
With over a decade of experience in the capital markets, Kevin Lee has a comprehensive understanding of sales and trading. His experience spans various high-stakes financial environments, indicating a solid foundation in handling complex financial transactions and compliance issues.
Based in New York City Metropolitan Area
Kevin Lee is based in the New York City Metropolitan Area, a critical hub for the financial services industry. This location situates him in close proximity to some of the world's leading financial institutions and markets, providing ample opportunities for professional growth and collaboration.