Marc Napolitano
About Marc Napolitano
Marc Napolitano is a Manager at Jefferies in Stamford, CT, specializing in compliance and risk assessments.
Current Role at Jefferies
Marc Napolitano has been a Manager at Jefferies since 2019, stationed in Stamford, CT. In this position, he specializes in compliance with policies, laws, and regulations, particularly as they relate to registration as a Swap Dealer and Futures Commission Merchant. His duties include focusing on attestations related to annual Chief Compliance Officer certifications, ensuring that all regulatory requirements are met and properly documented.
Previous Experience at MJ Boyd Consulting
Before joining Jefferies, Marc Napolitano worked at MJ Boyd Consulting as a Regulatory Consultant from 2018 to 2019 for a duration of 5 months in the Greater New York City Area. In this role, he contributed his expertise in compliance and regulatory consulting, helping clients navigate complex regulatory environments.
Role at UBS
From 2004 to 2018, Marc Napolitano was the Head of the Compliance Review Team Americas in the Compliance and Operational Risk Control (C&ORC) division at UBS. During his 14 years at UBS, he played a crucial role in overseeing compliance and operational risk controls, ensuring the firm adhered to industry regulations and internal policies. Based in the Greater New York City Area, he provided critical oversight and strategic direction for compliance measures across the Americas.
Experience at Lehman Brothers
Marc Napolitano served as Vice President Audit Manager at Lehman Brothers from 1995 to 2004. In his 9-year tenure within the Greater New York City Area, he led audit management initiatives, offering independent risk and control assessments to assist Executive Management and the Audit Committee. His role focused on maintaining stringent audit standards and fostering a robust internal control environment.
Educational Background
Marc Napolitano holds dual degrees from the Fordham Gabelli School of Business. He earned a Bachelor of Science (BS) in Accounting and Business/Management, followed by a Master of Business Administration (MBA) in Finance. These qualifications laid the foundation for his subsequent career in compliance, audit, and risk management within the financial services sector.