Neil Fleming
About Neil Fleming
Neil Fleming is the International Risk COO at Jefferies, with a career spanning roles in finance and risk management at various major financial institutions.
International Risk COO at Jefferies
Neil Fleming has held the position of International Risk COO at Jefferies since 2018. His role involves overseeing the risk management strategies and operations across the company's international divisions. His extensive experience in risk assessment and financial controls makes him a pivotal figure in maintaining the firm's robust risk management framework.
Previous Role as Senior VP, Finance at Jefferies
Before becoming the International Risk COO, Neil Fleming served as the Senior VP, Finance at Jefferies from 2016 to 2018. During his tenure, he contributed significantly to the financial operations of the company. His role included financial planning, analysis, and ensuring the financial stability of the company’s ventures in London.
EMEA Head of Equities Valuations at UBS
From 2012 to 2016, Neil Fleming worked at UBS as the EMEA Head of Equities Valuations in London. He managed the valuation processes for equities within the EMEA region, ensuring accuracy and compliance with financial regulations. His leadership in this role strengthened the firm's valuation methodologies and standards.
Quantitative Analyst at RBS Global Banking & Markets
Neil Fleming was a Quantitative Analyst at RBS Global Banking & Markets from 2009 to 2012. In this capacity, he developed quantitative models that supported trading strategies and risk management initiatives. His analytical skills and expertise in quantitative finance contributed to the firm’s ability to navigate complex financial markets.
Exotics Equity Derivatives Product Controller Roles
Neil Fleming's earlier career included positions as an Exotics Equity Derivatives Product Controller at Merrill Lynch (2007-2009) and Citi (2004-2007). In these roles, he was responsible for the financial control and risk management of exotic equity derivative products. His work involved ensuring accurate product valuation and regulatory compliance.