Nisanth (Nick) Patcha
About Nisanth (Nick) Patcha
Nisanth (Nick) Patcha is the Vice President of Regulatory Reporting at Jefferies, with extensive experience in regulatory roles within the financial industry.
Company
Nisanth (Nick) Patcha is currently working at Jefferies as Vice President - Regulatory Reporting. He joined the company in 2021 and works from New York, United States. Jefferies, a global investment banking firm, specializes in providing capital markets and financial advisory services to clients.
Previous Positions
Before joining Jefferies, Nisanth (Nick) Patcha served as a Regulatory Accountant at ED&F Man Capital Markets from 2018 to 2021. He also worked as an Associate Principal Examiner at the Financial Industry Regulatory Authority (FINRA) from 2015 to 2018. His earlier roles include Financial Control Analyst at J.P. Morgan from 2013 to 2015 and Graduate Intern - Member Regulation at FINRA in 2013.
Education and Expertise
Nisanth (Nick) Patcha earned a Master of Science (MS) in Accounting from the Alfred Lerner College of Business & Economics at the University of Delaware. He also holds a Bachelor of Arts (BA) from Indiana University Bloomington. He has specialized expertise in 15c3-1 Net Capital and 15c3-3 Reserve Calculations and Possession or Control. Additionally, he is qualified with Series 27, indicating his proficiency in financial and operational compliance for broker-dealers.
Regulatory Reporting Background
Nisanth (Nick) Patcha has a demonstrated history of working within the broker-dealer community, focusing on regulatory reporting. His extensive experience involves ensuring compliance with financial regulations and standards. Over his career, he has developed a robust understanding of regulatory frameworks and has contributed significantly to the regulatory reporting functions in his various roles.