Richard Kim
About Richard Kim
Richard Kim is the Global Head of Control Group Surveillance at Jefferies, with extensive experience in regulatory and trading roles across various financial institutions.
Title
Richard Kim is the Global Head of Control Group Surveillance at Jefferies, working since 2021 in New York, New York, United States.
Previous Roles at Citi
Before joining Jefferies, Richard Kim served as Vice President - Control Group at Citi from 2014 to 2021 for 7 years in Jersey City, New Jersey, United States.
Roles at FINRA
Richard Kim worked at FINRA (Financial Industry Regulatory Authority) as a Regulatory Specialist from 2010 to 2014, spanning 4 years in New York, New York, United States.
Experience at NYSE Regulation, Inc.
He held the position of Principal Analyst at NYSE Regulation, Inc. from 2006 to 2010 for 4 years in New York, New York, United States.
Career Start and Proprietary Trading
Richard Kim began his career at Worldco LLC in 2000. He then worked as a Proprietary Equity Trader at Andover Trading in 2000, followed by positions at Spectrum Capital Partners from 2003 to 2005, and NASD-Amex Regulation from 2005 to 2006 in regulatory roles.
Education and Expertise
Richard Kim holds a Master of Business Administration (MBA) in Management Systems / Finance Double Major from Fordham Gabelli School of Business. He also holds a Bachelor of Arts (BA) in Philosophy from Binghamton University and studied Philosophy at New York University.