Tony Conklin
About Tony Conklin
Tony Conklin is the Global Head of Supervisory Analysts at Jefferies, with extensive experience in managing compliance, regulatory issues, and IT project management in the investment sector.
Current Position at Jefferies
Tony Conklin is currently serving as the Global Head - Supervisory Analysts at Jefferies. His tenure in this role began in 2021, and he operates out of New York, New York, United States. As the Global Head, Tony oversees the work of supervisory analysts, ensuring compliance and regulatory standards are met within the company.
Previous Experience at Deutsche Bank
Prior to his current role, Tony Conklin had an extensive career at Deutsche Bank. From 2004 to 2019, he worked as the Managing Director - Associate Director of Research. Before that, from 2001 to 2004, he served as the Global Head of Publishing. Both positions were held at Deutsche Bank's office on 60 Wall St.
Role at PaineWebber
Before joining Deutsche Bank, Tony Conklin worked at PaineWebber as the Vice President -- Supervisory Analyst/Senior Editor. His tenure at PaineWebber lasted from 1997 to 2000, during which he was based at their office on 1285 Avenue of the Americas.
Educational Background
Tony Conklin studied at Hobart College in 1970. Although the duration of his study is listed as 0 months, this indicates foundational knowledge that contributed to his career in the financial sector.
Financial Regulatory Expertise
Tony Conklin holds multiple FINRA registrations, including Series 7, 16, 24, and 63. These certifications demonstrate his comprehensive understanding of financial regulations and his capacity to ensure compliance within the organizations he has worked for.