Stephanie (Butler) Prince
About Stephanie (Butler) Prince
Stephanie (Butler) Prince serves as the Vice President of Compliance at Lazard Asset Management, bringing extensive experience in compliance roles across various financial institutions.
Current Role at Lazard Asset Management
Stephanie Prince serves as Vice President of Compliance at Lazard Asset Management. She has held this position since 2023, working in New York, New York. In this role, she is responsible for ensuring that the firm adheres to regulatory requirements and internal policies, contributing to the overall compliance framework of the organization.
Previous Experience in Compliance
Prior to her current role, Stephanie Prince worked at JPMorgan Chase & Co. as Vice President of Asset Management Compliance from 2021 to 2022. She also served as Compliance Officer at Water Island Capital, LLC from 2018 to 2021. Her experience includes significant roles at Baron Capital Group, Inc. as Senior Compliance Associate from 2015 to 2018, and at Barclays Wealth and Investment Management as Assistant Vice President from 2013 to 2015.
Early Career in Financial Services
Stephanie Prince began her career in financial services at LPL Financial, where she worked as a Compliance Analyst from 2007 to 2010. She then progressed to UBS Financial Services as Senior Registered Principal from 2011 to 2013. These early roles provided her with foundational knowledge and experience in compliance and regulatory matters within the financial industry.
Education and Academic Background
Stephanie Prince earned her Bachelor of Arts (B.A.) degree from East Carolina University, completing her studies from 2000 to 2004. This educational background has equipped her with critical thinking and analytical skills that are essential in her compliance roles within the financial sector.