Anthony Davies
About Anthony Davies
Anthony Davies serves as the Head of Conduct Risk (Retirement) at Legal & General, a position he has held since 2019. With over 25 years of experience in the financial services sector, he specializes in conduct risk and compliance.
Work at Legal & General
Anthony Davies has held multiple roles at Legal & General since joining the company. He is currently the Head of Conduct Risk (Retirement), a position he has occupied since 2019. Prior to this, he served as Head of Conduct Risk (Retail & Digital) from 2014 to 2017. Additionally, he has worked as Interim Senior Compliance Manager since 2018 and held the role of Head of Compliance Policy Savings (Retail) from 2012 to 2014. His career at Legal & General reflects a focus on compliance and conduct risk within the financial services sector.
Education and Expertise
Anthony Davies studied at the University of Liverpool, where he earned a BA (Hons) in Economics, Economic History, Psychology, and Statistics from 1991 to 1994. He furthered his education at the same institution, obtaining an MPA in Project Management, IT, Change Management, and Government from 1994 to 1995. His academic background supports his specialization in the regulation of UK financial services, particularly in conduct risk and compliance.
Background
Anthony Davies has over 25 years of experience in the financial services industry. His career includes significant roles in compliance and conduct risk across various organizations. Before his tenure at Legal & General, he worked at Grant Thornton UK LLP as a Manager from 2005 to 2010 and at Prudential Assurance in the Compliance Department from 1997 to 2005. His extensive experience has shaped his expertise in the regulatory aspects of financial services.
Previous Positions in Compliance
Before his current role at Legal & General, Anthony Davies held several compliance-related positions. He worked as Compliance Policy Manager at Legal & General from 2010 to 2012 and as Head of Compliance Policy Savings (Retail) from 2012 to 2014. His previous experience also includes a managerial role at Grant Thornton UK LLP and a compliance position at Prudential Assurance. These roles have contributed to his comprehensive understanding of compliance and conduct risk in the financial sector.