Frank Moss
About Frank Moss
Frank Moss is a Conduct Risk Manager at Legal & General, where he has worked since 2014. He has over 25 years of experience in risk, compliance, and financial crime, having held various senior roles at companies such as Direct Line Group, Aviva plc, and AXA.
Current Role at Legal & General
Frank Moss serves as the Conduct Risk Manager at Legal & General, a position he has held since 2014. In this role, he is responsible for supporting the Conduct Risk Director in embedding conduct risk frameworks, policies, and processes. His work focuses on ensuring that the organization adheres to regulatory standards and maintains a strong compliance culture.
Previous Experience in Risk and Compliance
Frank Moss has over 25 years of experience in risk, compliance, and financial crime. He previously worked at Direct Line Group as a Senior Manager in Risk and Compliance from 2011 to 2013 and as a Regulatory Affairs Manager from 2010 to 2011. His earlier roles include serving as a Group Compliance Manager at AXA from 2002 to 2008 and as a Senior Group Compliance Consultant at Aviva plc from 2000 to 2002.
Educational Background and Qualifications
Frank Moss has pursued several educational qualifications in the field of compliance and risk management. He holds an AML Certificate and has completed the ACII and DipPFS programs, earning the designation of Chartered Insurer. These qualifications support his extensive knowledge and expertise in the industry.
Professional Collaborations and Leadership
Throughout his career, Frank Moss has collaborated with senior managers, executives, and regulators. His experience in various compliance and risk roles has equipped him with the skills to effectively engage with stakeholders at all levels, ensuring that compliance measures are understood and implemented across organizations.