Jane Penn Thomas
About Jane Penn Thomas
Jane Penn Thomas serves as the Head of Conduct Risk at Legal & General Insurance and General Insurance since 2017, specializing in risk management within the financial services sector.
Work at Legal & General
Jane Penn Thomas has been serving as the Head of Conduct Risk for Legal & General Insurance (LGI) and General Insurance (GI) since 2017. Her role involves overseeing conduct risk management strategies and ensuring compliance with regulatory standards. She is based in Hove, Brighton and Hove, United Kingdom. During her tenure, she has contributed to the development and implementation of risk management frameworks within the organization.
Education and Expertise
Jane completed the Risk Management in Financial Services qualification in February 2012, enhancing her expertise in risk management within the financial sector. She also passed all three papers of the Investment Advice Certificate (IAC), which covers essential topics such as Introduction to Financial Services, Investment, Savings & Protection Products, and Financial Advice. Additionally, she earned a Merit Award for the Investment Administration Qualification (IAQ) from the Securities Institute.
Background
Jane Penn Thomas has a solid foundation in financial services, with a focus on risk management and investment advice. Her educational qualifications and certifications reflect her commitment to professional development in the financial sector. She has built her career around understanding and managing conduct risk, which is crucial for maintaining regulatory compliance and protecting consumer interests.
Achievements
Jane has achieved significant professional milestones, including the completion of the Risk Management in Financial Services qualification and the Investment Advice Certificate. Her recognition with a Merit Award for the Investment Administration Qualification (IAQ) from the Securities Institute underscores her dedication and proficiency in the field of financial services.