Kim James
About Kim James
Kim James serves as the L&G Enterprise and Operational Risk Director at Legal & General, bringing extensive experience in risk management and process design from previous roles at Legal & General Investment Management and GlaxoSmithKline.
Current Role at Legal & General
Kim James serves as the L&G Enterprise and Operational Risk Director at Legal & General, a position held since 2023. In this role, James oversees enterprise risk management and operational risk strategies, ensuring that the organization effectively identifies and mitigates potential risks. This position builds upon extensive experience in risk management within the financial services sector.
Previous Experience at Legal & General Investment Management
Prior to the current role, Kim James worked at Legal & General Investment Management (LGIM) in two capacities. From 2019 to 2021, James was the Head of Process Design & Assurance, focusing on enhancing operational processes. Following this, from 2021 to 2023, James served as the Head of Operational Risk, where responsibilities included managing risk frameworks and ensuring compliance with regulatory standards.
Educational Background in Accounting and Management
Kim James obtained a B. Accounting degree from Stellenbosch University, studying subjects such as Accounting, Management Accounting, Tax, Audit, and Commercial Law from 1993 to 1996. Additionally, James studied at the University of South Africa, earning an Hons B.Compt with a focus on Accounting, Tax, Auditing, and Management Accounting from 1997 to 1998. In 2010, James completed Project Management training through Prince 2, achieving Foundation and Practitioner certifications.
Career History in Financial Services
James has a diverse career in financial services, having held significant positions across various organizations. Prior to joining Legal & General, James worked at GlaxoSmithKline as a Finance & Risk Manager (Pensions) from 2004 to 2008 and at Investec Asset Management as Head of Fund Operations SA from 2011 to 2019. Additionally, James held an Assistant Manager position at PricewaterhouseCoopers from 2000 to 2002, contributing to a well-rounded expertise in risk management and operational efficiency.
Expertise in Risk Management and Operations
Kim James possesses extensive expertise in risk management and operational processes across multiple sectors, including pharmaceuticals and asset management. This experience is complemented by a strong foundation in accounting and finance. James has demonstrated leadership in managing risk and operations, showcasing a broad skill set that is applicable in various financial service contexts.