Lisa Francis
About Lisa Francis
Lisa Francis serves as the Head of First Line Risk at Legal & General Financial Advice, a position she has held since 2019. She has extensive experience in various roles at Legal & General, including compliance monitoring and risk management, spanning nearly two decades.
Work at Legal & General
Lisa Francis has held multiple positions at Legal & General since 2002. She currently serves as the Head of First Line Risk within the Legal & General Financial Advice division, a role she has occupied since 2019. Prior to this, she worked as a Senior Conduct Risk Manager for both Legal & General Home Finance and Legal & General Retirement from 2016 to 2019. Her earlier roles include Compliance Monitoring Consultant and Systems & Controls Manager, demonstrating a steady progression in risk management and compliance functions within the organization.
Career Progression at Legal & General
Lisa Francis's career at Legal & General spans over 17 years, during which she has taken on various roles that emphasize her expertise in risk management and compliance. She began as a Complaints Team Manager from 2002 to 2004, followed by a position as Sales Quality Team Manager for 10 months in 2005. She transitioned to a Compliance Monitoring Consultant role from 2012 to 2014 and later served as a Senior Compliance Monitoring Consultant until 2016. This trajectory highlights her extensive experience in managing compliance and risk within the financial services sector.
Education and Expertise
While specific educational details are not provided, Lisa Francis's extensive experience in risk management and compliance at Legal & General indicates a strong foundation in these areas. Her roles have required a deep understanding of regulatory requirements and risk assessment practices, essential for her current position as Head of First Line Risk. This expertise is crucial for ensuring that the organization adheres to industry standards and effectively manages potential risks.
Background
Lisa Francis has worked exclusively within Legal & General since the early 2000s, primarily in Kingswood, England. Her long tenure at the company reflects a commitment to the financial services industry, particularly in risk management and compliance roles. This background has equipped her with a comprehensive understanding of the operational and regulatory challenges faced by financial institutions.