Sam Holloway
About Sam Holloway
Sam Holloway serves as the Conduct & Compliance Manager at Legal & General, bringing over a decade of experience in conduct risk and compliance within the Retirement Solutions sector. Holloway has a background in marketing and customer services, and possesses expertise in data protection and project management.
Work at Legal & General
Sam Holloway has served as the Conduct & Compliance Manager at Legal & General since 2011. With over a decade of experience in the role, Holloway provides conduct risk and compliance advice specifically tailored to the Retirement Solutions business. This position involves ensuring that the company adheres to regulatory standards and best practices in compliance and governance.
Previous Experience
Before joining Legal & General, Sam Holloway worked at Alternative Route Finance Ltd from 2004 to 2011. In this role, Holloway focused on marketing and customer services for seven years. This experience contributed to a strong foundation in customer relations and service delivery within the financial sector.
Education and Expertise
Sam Holloway holds an Investment Operations Certificate (IOC) from the Chartered Institute of Securities & Investments. Additionally, Holloway has completed a Professional Certificate of Marketing from the Chartered Institute of Marketing. This educational background supports expertise in data protection, compliance, and governance, which are critical in the financial services industry.
Background
Sam Holloway completed GCSEs at Varndean School in Brighton from 1992 to 1997. This foundational education set the stage for a career in the financial services sector, where Holloway has developed a strong background in project management and compliance over the years.