Steven Francis

Steven Francis

Transfer Agency Supervisor @ Legal & General

About Steven Francis

Steven Francis is a Transfer Agency Supervisor at Legal & General, where he has worked since 2014. He previously held a position at J.P. Morgan as a Box Management / Dealing / Breach Coordinator from 2010 to 2014.

Work at Legal & General

Steven Francis has been employed at Legal & General since 2014, serving as a Transfer Agency Supervisor. In this role, he oversees the operations related to the transfer of securities and ensures compliance with regulatory requirements. His responsibilities include managing client accounts and facilitating the transfer process efficiently. Steven's tenure at Legal & General has spanned 10 years, during which he has contributed to the company's operational excellence in the financial services sector.

Previous Experience at J.P. Morgan

Prior to his current position, Steven Francis worked at J.P. Morgan from 2010 to 2014 in London, United Kingdom. He held the role of Box Management / Dealing / Breach Coordinator. In this capacity, he was responsible for managing various aspects of trading and dealing processes, as well as addressing breaches in compliance. His experience at J.P. Morgan provided him with a solid foundation in financial operations and regulatory adherence.

Education and Expertise

Steven Francis completed his secondary education at Shenfield High School. His educational background has equipped him with the foundational knowledge necessary for his career in finance. Steven's expertise lies in transfer agency operations, compliance, and financial management, developed through his roles in both Legal & General and J.P. Morgan.

Background

Steven Francis is based in London, United Kingdom, where he has built his career in the financial services industry. His professional journey began after completing his education at Shenfield High School. Over the years, he has gained significant experience in various operational roles within prominent financial institutions, contributing to his current position at Legal & General.

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