Cesar Alvarez
About Cesar Alvarez
Cesar Alvarez serves as the Chief Compliance Officer (CCO) at Lighthouse Investment Partners, LLC, a position he has held since 2016. He has extensive experience in compliance and regulatory roles, having worked at the Financial Industry Regulatory Authority (FINRA) and various positions at Lighthouse Investment Partners.
Current Role at Lighthouse Investment Partners
Cesar Alvarez serves as Chief Compliance Officer (CCO) at Lighthouse Investment Partners, LLC. He has held this position since 2016, contributing to the firm's compliance and regulatory strategies. His extensive experience in compliance roles enables him to oversee the firm's adherence to industry regulations and internal policies effectively.
Previous Experience at Lighthouse Investment Partners
Cesar Alvarez has a significant history with Lighthouse Investment Partners, LLC. He worked as a Legal & Compliance Administrator from 2008 to 2010, followed by roles as Compliance Manager from 2010 to 2012, Assistant CCO from 2012 to 2013, and Deputy CCO from 2013 to 2015. His progression through these positions highlights his expertise in compliance and regulatory matters within the firm.
Career at Financial Industry Regulatory Authority (FINRA)
Cesar Alvarez held multiple positions at the Financial Industry Regulatory Authority (FINRA) from 2000 to 2008. He began as a Customer Service Representative for nine months, then advanced to Senior Regulatory Analyst from 2001 to 2004, and later served as Manager from 2004 to 2008. His roles at FINRA provided him with a strong foundation in regulatory compliance and customer service.
Education and Expertise
While specific educational details are not provided, Cesar Alvarez's career trajectory indicates a strong background in compliance and regulatory affairs. His roles across various organizations demonstrate his expertise in navigating complex regulatory environments and ensuring adherence to industry standards.