Claude Charpilloz
About Claude Charpilloz
Claude Charpilloz serves as the Head of Compliance for the Lombard Odier Group in Switzerland since 2019 and has extensive experience in compliance roles at UBS, including positions such as Head of Compliance for UBS IPS Products & Markets and Head of Compliance for UBS Investment Bank.
Current Role at Lombard Odier
Claude Charpilloz serves as the Head of Compliance for the Lombard Odier Group in the Region of Switzerland. He has held this position since 2019, contributing to the firm's compliance strategies and regulatory frameworks from the Geneva office. His role involves overseeing compliance operations and ensuring adherence to legal and regulatory standards within the organization.
Current Position at UBS
In addition to his role at Lombard Odier, Claude Charpilloz is also the Head of Compliance for UBS IPS Products & Markets. He has been in this position since 2017, based in Zürich. His responsibilities include managing compliance for investment products and market activities, ensuring that UBS adheres to industry regulations and internal policies.
Previous Experience at UBS
Claude Charpilloz has extensive experience at UBS, where he held various compliance-related positions over a span of several years. He served as Head of Compliance for UBS Investment Bank from 2010 to 2017 and as Head of Product Teams Compliance from 2006 to 2008. His earlier roles include Senior Compliance Officer from 1999 to 2005 and Head of Cross-Products Team Compliance for a brief period in 2008.
Early Career at SBC Warburg
Before joining UBS, Claude Charpilloz worked at SBC Warburg as a Compliance Officer from 1992 to 1998. This role provided him with foundational experience in compliance within the financial services industry, contributing to his later positions at UBS.
Education and Qualifications
Claude Charpilloz studied at Universität Basel, where he achieved a lic.iur. This academic background has equipped him with the legal knowledge necessary for his roles in compliance within the banking sector.