Frank Rogner
About Frank Rogner
Frank Rogner is a KYC Analyst at Lombard Odier Group in Switzerland, specializing in Automated Exchange of Information and investment suitability. He has extensive experience in compliance roles across various financial institutions and holds multiple qualifications in compliance and finance.
Work at Lombard Odier
Frank Rogner has been employed as a KYC Analyst at Lombard Odier Group since 2022. In this role, he focuses on ensuring compliance with Know Your Customer (KYC) regulations, which are essential for financial institutions to verify the identity of their clients. His responsibilities include assessing client information and maintaining adherence to international compliance standards.
Education and Expertise
Frank Rogner studied at the University of Cambridge, where he earned a Certificate in English for International Business and Trade, as well as a Certificate of Proficiency in English. He also holds various qualifications in compliance, including Diplômes from VisionCompliance in areas such as Tax Compliance and Compliance & Risk Officer specializing in Fintech. His education includes a Diploma Superior de Español from Universidad de Salamanca and a Demi-license in Administration and Management from Universität St.Gallen.
Background
Frank Rogner has a diverse professional background in the finance and compliance sectors. He has held various positions at notable institutions, including UBP - Union Bancaire Privée, J.P. Morgan, BNP Paribas, and HSBC. His experience spans roles such as Tax Matters Coordinator, Compliance Officer, and Internal Controller, providing him with a comprehensive understanding of compliance and regulatory frameworks.
Achievements
Throughout his career, Frank Rogner has developed expertise in Automated Exchange of Information, investment suitability, and sanctions compliance. He has contributed to promoting a strong compliance culture within organizations, ensuring that legal obligations are integrated efficiently. His knowledge of Blockchain and Distributed Ledger Technology (DLT) further enhances his compliance skill set, positioning him as a knowledgeable professional in the evolving financial landscape.
Professional Experience
Frank Rogner has extensive experience in various compliance and financial roles. He worked at J.P. Morgan in multiple capacities, including Cash Desk Team Leader and Junior Portfolio Manager. His tenure at BNP Paribas included positions as Compliance Analyst and Financial Controller. Additionally, he served as a Compliance Officer at Intertrust Group and HSBC, showcasing his adaptability and expertise in compliance across different financial institutions.