Courtney Reid
About Courtney Reid
Title
Courtney Reid is the Head of Compliance for MassMutual Financial Advisors and the Chief Compliance Officer for MML Investors Services, LLC.
Company
Courtney Reid is associated with MassMutual Financial Advisors and MML Investors Services, LLC in the roles of Head of Compliance and Chief Compliance Officer. She is responsible for overseeing compliance operations, including critical surveillance systems and personnel.
Academic Background
Courtney Reid holds a JD from North Carolina Central University School of Law, obtained from 1999 to 2002. She also holds a BA in Journalism and Political Science from the University of North Carolina at Chapel Hill, earned between 1994 and 1998.
Previous Experience
Courtney Reid's professional journey includes various significant roles. She served as Lead Counsel in the Broker-Dealer and Investment Adviser Practice Group at MassMutual for five years and as Counsel at AIG Advisor Group and Ameriprise Financial. Her early career includes positions as an Associate Attorney at Halleland Lewis Nilan and Johnson and Lindquist & Vennum.
Current Roles and Responsibilities
Courtney Reid is currently leading a team of over 40 compliance professionals, managing the compliance and supervisory infrastructure for MMLIS. She is responsible for preparing annual reports evaluating the adequacy of compliance measures and serves on multiple advisory committees. Additionally, she drives the development and delivery of training programs for MMLIS and MassMutual personnel.