Jennifer Beccia
About Jennifer Beccia
Jennifer Beccia is the Director of Compliance and Ethics for Investment Adviser and Personal Trading at MassMutual Financial Group, with a background in compliance and legal affairs from MetLife.
Title
Jennifer Beccia holds the position of Director, Compliance and Ethics - Investment Adviser and Personal Trading at MassMutual Financial Group.
Company
Jennifer Beccia is currently employed at MassMutual Financial Group, located at 277 Park Avenue. Her role involves significant responsibilities, including overseeing compliance within investment advising and personal trading.
Previous Experience
Before joining MassMutual Financial Group, Jennifer Beccia worked at MetLife for 16 years. She served as the Manager of Compliance & Legal Affairs from 2000 to 2016. Her tenure at MetLife involved extensive work in investment adviser compliance.
Education and Expertise
Jennifer Beccia earned a Bachelor’s Degree from Salve Regina University, where she studied from 1989 to 1993. Her educational background laid the foundation for her extensive career in compliance and legal affairs.
Professional Contributions and Responsibilities
Jennifer Beccia is accountable for the administration of the investment management compliance program at MassMutual Financial Group. This includes risk management, testing, and monitoring of the firm's retail registered investment advisers. She also ensures compliance with the firm's code of ethics and maintains policies and procedures in line with SEC Rule 206(4)-7. Additionally, Jennifer supports product maintenance and development for the Premier Client Group and handles various client disclosures, including agreements and ADV Part 2.
Committee Roles and Memberships
Jennifer Beccia serves as the Co-Chair of the Legal Affairs Diversity Committee's Communications sub-committee and the US Compliance Communications Committee. She is also an active member of Toastmasters, highlighting her commitment to professional growth and effective communication.