Michael Stefanowich, Crcp
About Michael Stefanowich, Crcp
Michael Stefanowich is the AVP Field Risk Management and Head of Supervisory Controls Group at MassMutual, and a FINRA Arbitrator.
Title
Michael Stefanowich is the AVP of Field Risk Management and Head of the Supervisory Controls Group at MassMutual. In addition to his role at MassMutual, he also serves as a FINRA Arbitrator. His work mainly focuses on overseeing compliance and supervisory functions within the financial services industry.
Company
Michael Stefanowich is currently employed at MassMutual, a prominent life insurance and financial services company headquartered in Springfield, Massachusetts. His role as AVP of Field Risk Management involves significant responsibilities in the realm of compliance and supervisory controls.
Education and Expertise
Michael Stefanowich earned his BA in Economics from the University of Massachusetts Amherst, where he studied from 1995 to 1999. He also holds the CRCP designation, which he achieved from The Wharton School in 2010. Stefanowich has specialized knowledge in Broker Dealer and Investment Advisory compliance and supervision, supported by multiple FINRA licenses including Series 4, 6, 7, 24, and 63.
Background
Michael Stefanowich has built a robust career in the financial industry, marked by over a decade at MassMutual in various compliance and supervisory roles. He started as a Senior Field Compliance Specialist in 2005, advanced to Director of Compliance from 2008 to 2010, and then served as Assistant Vice President from 2013 to 2019. His extensive experience underscores his expertise in maintaining regulatory standards and enhancing supervisory frameworks.