Mike Hodson, Cams
About Mike Hodson, Cams
Mike Hodson is the Director of Compliance at MassMutual and the National Sales Director at InDevCo, with extensive experience in financial services and compliance in Richmond, Virginia.
Director of Compliance at MassMutual
Mike Hodson holds the position of Director of Compliance at MassMutual, based in Richmond, Virginia. His responsibilities include monitoring Outside Business Activities (OBA's) and conducting producer interviews to ensure adherence to regulatory standards. In this role, he reviews and grants approvals for securities transactions and acts as a liaison between regulatory bodies and the home office. Mike is also involved in compliance inspections and monitoring to ensure adherence to industry standards, and reviews advertising and website content for compliance purposes.
National Sales Director and Head of Offering Due Diligence at InDevCo
In his current role at InDevCo in the Richmond, Virginia Area, Mike Hodson serves as the National Sales Director and Head of Offering Due Diligence. In this capacity, he is responsible for spearheading sales efforts and overseeing the due diligence of financial offerings. His work ensures that all financial products meet strict regulatory standards and client requirements, maintaining the integrity and reliability of the company's offerings.
Previous Experience at WealthForge Securities, LLC
From 2015 to 2017, Mike Hodson worked at WealthForge Securities, LLC, where he held the position of Head of Offering Due Diligence / AML Manager. During his tenure, he managed compliance related to anti-money laundering (AML) policies and ensured all offerings underwent rigorous due diligence. His efforts contributed to the company’s commitment to maintaining high regulatory standards.
Education Background
Mike Hodson earned his Master of Business Administration (M.B.A.) from Florida International University, studying from 2012 to 2014. Prior to that, he completed his Bachelor's Degree in Business at Excelsior College. His educational background has equipped him with a solid foundation in business principles and management practices, augmenting his expertise in compliance and financial regulations.
Certified Anti-Money Laundering Specialist (CAMS)
Mike Hodson is a Certified Anti-Money Laundering Specialist (CAMS), an accreditation that underscores his expertise in identifying and mitigating money laundering risks. This certification enhances his competency in implementing effective AML policies and procedures, ensuring that financial transactions adhere to stringent regulatory requirements.