Liam Cleary
About Liam Cleary
Liam Cleary is a Compliance Officer with a background in economics and public policy. He has over a decade of experience in compliance roles, currently working at MD Financial Management since 2014.
Work at MD Financial Management
Liam Cleary has served as a Compliance Officer at MD Financial Management since 2014. In this role, he conducts assessments and audits of processes to ensure compliance with regulatory standards. He is also involved in training and educating staff on regulatory requirements and internal policies. His tenure at MD Financial Management spans over ten years, during which he has contributed to the organization's commitment to compliance and continuous improvement.
Education and Expertise
Liam Cleary holds a Bachelor's of Social Sciences with Honours in Economics and Public Policy, and a Minor in Business Administration from the University of Ottawa, completed in 2014. He has furthered his expertise by studying at the Canadian Securities Institute, where he completed the Canadian Securities Course, the Branch Managers Course, and the Conduct and Practices Handbook. Additionally, he is currently studying Spanish at Algonquin College and Universidad Nacional Autónoma de México.
Background
Before joining MD Financial Management, Liam Cleary worked at Scotiabank as a Customer Representative for two months in 2014. He also has experience in the retail sector, having worked as a Deli Sales Clerk at Metro Inc. from 2008 to 2012. His diverse background in customer service and compliance has equipped him with a broad skill set applicable to his current role.
Achievements
Liam Cleary has participated in various business working groups aimed at addressing compliance queries and improving business processes. His involvement in these initiatives reflects his commitment to enhancing operational efficiency and ensuring adherence to regulatory standards within the organization.