Neha Kadyan
About Neha Kadyan
Neha Kadyan is a Regulatory Affairs Coordinator at MD Financial Management in Ottawa, Ontario, with a background in business administration and human resources management. She has held various roles in the financial sector, including positions at TD and MD Financial Services, and has completed certifications from the Canadian Securities Institute.
Work at MD Financial Management
Neha Kadyan has been serving as a Regulatory Affairs Coordinator at MD Financial Management since 2021. In this role, she is responsible for ensuring compliance with regulatory requirements and managing documentation related to financial services. Her experience at MD Financial Management builds on her previous role in Operations-Centralized Administration, where she worked from 2019 to 2021. This position provided her with a strong foundation in the operational aspects of financial services.
Education and Expertise
Neha Kadyan studied at Algonquin College of Applied Arts and Technology, where she completed a program in Business Administration and Management with a focus on Human Resource Management from 2008 to 2011. Additionally, she pursued further education at the Canadian Securities Institute, where she obtained certifications including CSE, CPH, and DFOL. This educational background supports her expertise in regulatory affairs and financial services.
Background in Financial Services
Neha Kadyan has extensive experience in the financial services sector, having worked at TD for several years in various capacities. Her roles included Customer Service Officer from 2012 to 2015, Fraud Analyst from 2014 to 2015, Web Broker Support Agent from 2015 to 2016, and IIROC-Licensed Investment Representative from 2016 to 2019. This diverse experience has equipped her with a comprehensive understanding of customer service, compliance, and investment operations.
Professional Experience Prior to MD Financial Management
Before joining MD Financial Management, Neha Kadyan worked in multiple roles at TD. She began as a Customer Service Officer, where she developed her skills in client interaction and support. Following this, she served as a Fraud Analyst, focusing on risk management. Her subsequent positions included Web Broker Support Agent and IIROC-Licensed Investment Representative, where she gained insights into investment products and regulatory compliance.