Susan (Anderson) Puz
About Susan (Anderson) Puz
Susan (Anderson) Puz serves as the Chief Compliance Officer at Milliman, where she leads the Global Compliance Committee and manages compliance for the firm's federally registered investment advisers. With a Juris Doctor from the University of Colorado and extensive experience in regulatory compliance, she has worked at Milliman since 2012.
Work at Milliman
Susan Puz has served as the Chief Compliance Officer at Milliman since 2012. In this role, she chairs the Global Compliance Committee, overseeing the regulatory risk management process and conducting the annual risk assessment. She manages compliance programs for Milliman's two federally registered investment advisers and oversees compliance for Milliman Financial Risk Management LLC, which provides global risk management and hedging services. Her responsibilities include ensuring adherence to regulatory compliance matters, including anti-bribery, GDPR, employment issues, and HIPAA.
Education and Expertise
Susan Puz earned her Juris Doctor from the University of Colorado, where she studied law from 1999 to 2002. She also holds a Bachelor of Arts in Anthropology from Washington State University, having studied there from 1991 to 1995. Additionally, she completed the Certified Regulatory and Compliance Professional program at the FINRA Institute at Wharton from 2005 to 2007. This educational background supports her expertise in compliance and regulatory matters.
Background
Before joining Milliman, Susan Puz worked as Senior Assistant General Counsel at Garden City Group from 2010 to 2012 in Seattle, WA. Prior to that, she was a Senior Governance Analyst at Russell Investment Group from 2004 to 2008. Her professional experiences have contributed to her extensive knowledge in compliance and regulatory frameworks.
Achievements
As Chief Compliance Officer at Milliman, Susan Puz has played a significant role in overseeing compliance programs for federally registered investment advisers. She has been instrumental in managing regulatory risk and ensuring adherence to various compliance standards. Her leadership in the Global Compliance Committee highlights her commitment to maintaining high compliance standards within the organization.