Thomas Johnson
About Thomas Johnson
Thomas Johnson serves as the Chief Compliance Officer at OANDA since 2021, bringing extensive experience in compliance and risk management from previous roles at Interactive Brokers and TD Ameritrade.
Work at OANDA
Thomas Johnson has been serving as the Chief Compliance Officer at OANDA since 2021. In this role, he oversees compliance operations and ensures adherence to regulatory standards. Prior to his current position, he worked at OANDA as an Anti-Money Laundering Compliance Officer for nine months. His experience at OANDA is complemented by his extensive background in compliance roles at other financial institutions.
Education and Expertise
Thomas Johnson holds a Master of Business Administration (MBA) from Northern Illinois University, which he completed from 2014 to 2016. He also earned a Bachelor's degree in Finance from Indiana University - Kelley School of Business, studying from 2002 to 2005. Additionally, he obtained a Postgraduate Certificate in Risk Management from Middlesex University in 2018. His educational background supports his expertise in compliance and risk management.
Background
Thomas Johnson has a diverse professional background in compliance and risk management within the financial services sector. He began his career at Interactive Brokers, where he worked as a Compliance Analyst from 2007 to 2010. He later held various positions at TD Ameritrade, including Manager of Active Trader Compliance and Senior Manager of Trader Supervision and Oversight, before transitioning to OANDA.
Professional Experience
Throughout his career, Thomas Johnson has held several key compliance roles. At TD Ameritrade, he served as Manager of AML Trade Surveillance and later as Director of Business Unit Risk for a brief period. He also worked at Interactive Brokers as a Senior Compliance Analyst. His extensive experience in compliance roles has equipped him with a comprehensive understanding of regulatory requirements and risk management practices.