Kevin Looby
About Kevin Looby
Kevin Looby is a Senior Compliance Manager at Old Mission, where he has worked since 2020. He has extensive experience in compliance and trading, having held various positions in the financial sector since 2004.
Work at Old Mission
Kevin Looby has been serving as the Senior Compliance Manager at Old Mission since 2020. In this role, he is responsible for overseeing compliance operations within the organization. His expertise in regulatory matters and risk management contributes to the company's adherence to industry standards and regulations. Based in the Greater Chicago Area, he has been integral in shaping the compliance framework at Old Mission over the past four years.
Previous Experience in Compliance
Before joining Old Mission, Kevin Looby worked as a Regulatory Compliance Officer at the National Futures Association from 2018 to 2020. His role involved ensuring compliance with regulatory requirements in the futures industry. Prior to that, he held positions at Eagle Seven and Chopper Trading, LLC, where he focused on compliance and trading operations. His extensive background in compliance roles has equipped him with a deep understanding of regulatory frameworks.
Expertise in Trading and Risk Management
Kevin Looby has a strong foundation in trading and risk management, having worked as a Senior Interest Rate Derivative Trader and Head of Trader Development at XR Trading from 2004 to 2011. His experience in trading environments has provided him with insights into algorithmic trading and business analytics. This combination of trading and compliance expertise allows him to navigate complex regulatory landscapes effectively.
Educational Background
Kevin Looby holds an MBA with a focus on Data Analytics from Gies College of Business at the University of Illinois Urbana-Champaign, where he graduated in 2019 with a high GPA of 3.96. He also earned a Bachelor of Arts in Business Administration and Criminal Justice from Stonehill College, completing his studies in 1999. His educational background supports his analytical skills and compliance knowledge.
Certifications and Professional Qualifications
Kevin Looby holds several professional certifications that enhance his qualifications in the finance and compliance sectors. He is a Registered Options Principal (Series 4), General Securities Principal (Series 24), and FinOp Principal (Series 27). These certifications demonstrate his commitment to maintaining high standards of compliance and regulatory knowledge in his professional practice.