Steven J. Gaston, Crcp
About Steven J. Gaston, Crcp
Steven J. Gaston serves as the Chief Compliance Officer at Old Mission, a position he has held since 2019. He has extensive experience in compliance roles across various financial institutions, including E*TRADE, IMC Financial Markets, and the Financial Industry Regulatory Authority.
Current Role at Old Mission
Steven J. Gaston serves as the Chief Compliance Officer at Old Mission. He has held this position since 2019. In this role, he is responsible for overseeing compliance with regulatory requirements and ensuring that the organization adheres to industry standards. His extensive background in compliance positions him to effectively manage the compliance framework at Old Mission.
Previous Experience in Compliance
Before joining Old Mission, Steven J. Gaston held several significant compliance roles. He worked at E*TRADE as a Compliance Officer from 2006 to 2008. Prior to that, he served as Chief Compliance Officer at IMC Financial Markets in Chicago from 2008 to 2013. His experience also includes a tenure at the Financial Industry Regulatory Authority (FINRA) as a Senior Examiner from 2004 to 2006.
Educational Background
Steven J. Gaston studied at North Central College, where he earned a Bachelor of Arts (B.A.) degree in Economics. He furthered his education at the same institution, obtaining a Master of Business Administration (MBA) with a focus on Quantitative Analysis and Finance. His academic background provides a strong foundation for his career in compliance and finance.
Career History in Financial Services
Steven J. Gaston's career in financial services spans over two decades. He began as a Senior Options Operations Specialist at Charles Schwab, where he worked from 2000 to 2004. Following that, he transitioned to the role of Compliance Officer at E*TRADE. His diverse experiences across various organizations have contributed to his expertise in compliance and operations within the financial sector.