David Wilding
About David Wilding
David Wilding serves as the General Counsel and Chief Compliance Officer at Performance Trust Capital Partners, a role he has held since 1996. He is responsible for ensuring compliance with SEC and FINRA regulations and provides legal counsel on corporate matters.
Work at Performance Trust Capital Partners
David Wilding has served as General Counsel and Chief Compliance Officer at Performance Trust Capital Partners since 1996, marking 28 years with the firm. He began his career at Performance Trust as the company's first Compliance Officer, establishing a foundation for compliance within the organization. In his current role, he is responsible for ensuring that the company's policies and procedures align with SEC and FINRA regulations. Additionally, he oversees the day-to-day operations of the broker/dealer and investment advisor teams, providing legal counsel on all corporate matters.
Education and Expertise
David Wilding holds an Associate's degree from St. Louis Community College, Florissant Valley, which he completed from 1988 to 1990. He furthered his education at Covenant College, earning a Bachelor of Science in Business Administration from 1990 to 1993. He then attended Chicago-Kent College of Law at the Illinois Institute of Technology, where he obtained his Juris Doctorate from 1999 to 2004. Wilding is a member of the Illinois Bar Association and the National Society of Compliance Professionals. He holds Series 7, 24, and 27 registrations, demonstrating his expertise in compliance and legal matters within the financial services industry.
Background
Before joining Performance Trust Capital Partners, David Wilding worked in Compliance at First Trust Portfolios L.P. for two years. His experience in compliance roles has contributed to his extensive knowledge of regulatory requirements and corporate governance. His career trajectory reflects a commitment to compliance and legal integrity in financial services, which has been pivotal in shaping the compliance framework at Performance Trust.
Achievements
David Wilding expanded his role at Performance Trust Capital Partners to include both Chief Compliance Officer and General Counsel as the company grew. His leadership in compliance has ensured that the firm adheres to industry regulations, thereby fostering a culture of compliance and ethical standards within the organization. His long tenure at Performance Trust highlights his dedication and significant contributions to the firm's operational integrity.