Dan Schmidt
About Dan Schmidt
Dan Schmidt serves as an Assistant Vice President at Piper Sandler, where he has worked since 2022. He has a background in finance with experience at RBC Wealth Management, Wells Fargo Home Mortgage, and Piper Jaffray.
Current Role at Piper Sandler
Dan Schmidt serves as Assistant Vice President at Piper Sandler, a position he has held since 2022. In this role, he is involved in various financial services and investment banking activities. His responsibilities include overseeing trading operations and ensuring compliance with financial regulations. Schmidt's experience in the financial sector contributes to his effectiveness in this position.
Previous Experience at RBC Wealth Management
Prior to his current role, Dan Schmidt worked at RBC Wealth Management as a Senior Associate from 2010 to 2014. During his four years there, he gained valuable experience in wealth management and client services. This role helped him develop a strong foundation in financial advisory and investment strategies.
Education and Expertise in Finance
Dan Schmidt graduated from the University of Wisconsin-River Falls with a Bachelor's degree in Business Administration, emphasizing Finance. His education, completed from 2006 to 2009, provided him with a solid understanding of financial principles and practices. He possesses expertise in implementing 10b5-1 Trading Plans and managing Directed Share Programs, which are essential for compliance and equity allocation.
Career Progression in Financial Services
Dan Schmidt has a diverse career in financial services, having worked in various roles that include Analyst at Piper Jaffray from 2014 to 2019 and Associate at Piper Sandler from 2019 to 2022. His experience spans over a decade and includes positions at Wells Fargo Home Mortgage as a Loan Servicing Specialist. This progression highlights his adaptability and growth within the industry.
Skills in Trading and Settlements
Dan Schmidt has developed strong skills in Trading and Settlements, which are critical for the efficient execution of financial transactions. He is experienced in handling Restricted Stock, a form of equity compensation, and managing Directed Share Programs, often utilized during initial public offerings (IPOs). His expertise in these areas supports his current responsibilities in the financial sector.