Diana Blommel
About Diana Blommel
Diana Blommel is a Senior Compliance Analyst currently employed at Piper Sandler, with a diverse background in compliance and financial services spanning over two decades.
Current Role at Piper Sandler
Diana Blommel serves as a Senior Compliance Analyst at Piper Sandler, a position she has held since 2021. In this role, she is responsible for ensuring compliance with regulatory requirements and internal policies. Her work contributes to maintaining the integrity and reputation of the firm in the financial services industry. Based in Minneapolis, Minnesota, she has been instrumental in enhancing compliance frameworks within the organization.
Professional Experience at Ameriprise Financial Services
Diana Blommel worked at Ameriprise Financial Services, Inc. in various capacities from 2017 to 2021. Initially, she served as Sales Supervision Manager for one year, overseeing compliance in sales activities. She then transitioned to the role of Manager - Product Compliance and Risk Control, where she focused on managing compliance risks related to product offerings. Her tenure at Ameriprise was marked by a commitment to regulatory adherence and risk management.
Previous Positions at RiverSource Investments
Diana Blommel held multiple roles at RiverSource Investments from 2000 to 2008. She began as an Account Analyst in the Asset Management Group, followed by positions as Brokerage Service Analyst and Business Analyst II in both the Investment Services Group and Product Management Team. Her diverse experience at RiverSource provided her with a solid foundation in investment services and compliance processes.
Early Career at Thrivent Financial and Voya Financial
Diana Blommel's early career included positions at Thrivent Financial and Voya Financial. At Thrivent, she worked as an Office Professional for six months in 2014-2015. She then joined Voya Financial as a Group Life Insurance Underwriter from 2015 to 2016. These roles contributed to her understanding of financial services and compliance in different contexts.
Education and Academic Background
Diana Blommel earned a Bachelor of Science (B.S.) degree in Business Administration and Finance from Minnesota State University, Mankato, from 1995 to 1999. This academic background provided her with essential knowledge and skills in finance and business management, which she has applied throughout her professional career in compliance and risk management.