Laura Moret
About Laura Moret
Laura Moret is the Managing Director and Chief Counsel for Asset Management at Piper Sandler, where she has worked since 2005. She has a strong background in law and finance, with previous roles at RBC Wealth Management and American Express, and holds degrees from the University of Minnesota and Northwestern University.
Work at Piper Sandler
Laura Moret has held the position of Managing Director, Chief Counsel - Asset Management at Piper Sandler since 2005. In this role, she oversees legal matters related to asset management, ensuring compliance and risk management within the firm. Her extensive experience in the financial sector contributes to her leadership in navigating complex regulatory environments.
Previous Experience at RBC Wealth Management
Prior to her current role, Laura Moret worked at RBC Wealth Management as Managing Director, Associate General Counsel from 2002 to 2005. During her three years in this position, she was based in Minneapolis, MN, where she provided legal guidance on various asset management issues.
Education and Expertise
Laura Moret earned her Bachelor of Arts (B.A. summa cum laude) in History from the University of Minnesota. She furthered her education at the Carlson School of Management, obtaining a Master of Business Administration (MBA) in Finance. Additionally, she holds a Doctor of Law (J.D.) from Northwestern University Pritzker School of Law, equipping her with a robust understanding of legal and financial principles.
Background in Financial Services
Laura Moret has a diverse background in financial services, having worked at American Express as Group Counsel and VP for American Express Financial Advisors from 1989 to 2002. She also served as an Asset Management Attorney at Dechert LLP from 1987 to 1989. Her experience includes involvement in financial product development for mutual funds, private equity funds, hedge funds, and Irish collective funds.
Board Memberships and Community Involvement
Laura Moret has served on the Board of Advisory Research Global Funds in Ireland. She is actively involved in her alma mater, serving as Treasurer and Chair of the Finance and Audit Committee for the University of Minnesota Alumni Association. Additionally, she is a member of the Carlson School Board of Overseers, contributing her expertise to the academic community.