Mike Putnam
About Mike Putnam
Mike Putnam serves as the Managing Director of Institutional Equity Sales Trading at Piper Sandler, bringing extensive experience from previous roles at Deutsche Bank and Weeden & Co. He holds a Bachelor's degree in Economics from Denison University and has a strong background in securities regulation and trading systems.
Work at Piper Sandler
Mike Putnam serves as the Managing Director of Institutional Equity Sales Trading at Piper Sandler. He has held this position since 2018, contributing to the firm's trading operations in the San Francisco Bay Area. His role involves overseeing sales trading activities and ensuring compliance with securities regulations. His extensive experience in the financial services sector supports his leadership in this capacity.
Previous Experience in Financial Services
Prior to his current role, Mike Putnam worked at Deutsche Bank as a Director in Institutional Equity Sales Trading from 2011 to 2018. His tenure at Deutsche Bank followed a five-year period at Weeden & Co., where he was a Partner in Institutional Equity Sales Trading from 2006 to 2011. These positions provided him with a robust foundation in trading operations and client management.
Education and Expertise
Mike Putnam earned a Bachelor's degree in Economics from Denison University, where he studied from 1986 to 1990. His educational background complements his professional expertise in trading systems and securities regulation. He has contributed to the development and optimization of trading platforms, enhancing compliance and risk management within trading operations.
Background in Securities Regulation
Mike Putnam possesses a strong background in securities regulation, which plays a crucial role in his current responsibilities. His focus on enhancing compliance and risk management in trading operations reflects his commitment to maintaining industry standards. This expertise is essential in navigating the complexities of the financial services industry.
Demonstrated History in Financial Services
Mike Putnam has a demonstrated history of working in the financial services industry, showcasing a deep understanding of market dynamics and client needs. His extensive experience across various roles in institutional equity sales trading has equipped him with insights into the intricacies of trading and client relations.