Richard Herr
About Richard Herr
Richard Herr is a Managing Director in Investment Banking, currently working at Piper Sandler since 2020. He has advised on significant transactions in the financial services industry, including the sale of TD Ameritrade to Charles Schwab.
Work at Piper Sandler
Richard Herr serves as Managing Director in Investment Banking at Piper Sandler, a position he has held since 2020. His role involves providing strategic advice and financial services to clients in the investment banking sector. Herr's experience in this capacity contributes to the firm's reputation in the financial services industry.
Previous Experience in Investment Banking
Before joining Piper Sandler, Richard Herr worked at Sandler O'Neill + Partners, L.P. as Managing Director in FinTech Investment Banking from 2015 to 2020. He also held consulting positions at Weild & Co. and MarketAxess in 2015, where he focused on corporate strategy. His extensive background includes significant roles that have shaped his expertise in investment banking.
Significant Transactions and Contributions
Richard Herr played a pivotal role in advising on the sale of TD Ameritrade to Charles Schwab, a major transaction in the financial services sector. He also contributed to the sale of eRoom Securities to DASH Financial Technology, which supported strategic growth in financial technology. Additionally, he was involved in Virtu Financial's acquisitions of KCG and ITG, enhancing the company's market position.
Educational Background
Richard Herr studied at Fordham University, where he earned a Bachelor's degree in Economics, Finance, and Philosophy from 1996 to 2000. This educational foundation has provided him with a strong analytical framework and understanding of financial markets, which he applies in his professional roles.
Career History and Roles
Richard Herr has held various positions in the financial sector over the years. He worked as a Board Observer at Pico Quantitative Trading from 2010 to 2013 and served as Senior Vice President of Equity Research at Keefe, Bruyette & Woods from 2002 to 2007. His diverse experience across different firms has equipped him with a comprehensive understanding of investment banking and corporate finance.