Jennifer Baethke
About Jennifer Baethke
Jennifer Baethke serves as the Surveillance Administrator in the Business Review Department of Securities Compliance at Primerica, where she has worked since 2011. She transitioned from a career in real estate paralegal work to focus on securities regulatory compliance, providing guidance on industry regulations and investigating compliance issues.
Work at Primerica
Jennifer Baethke has been employed at Primerica since 2011, serving as a Surveillance Administrator in the Business Review Department within Securities Compliance. In this role, she is responsible for ensuring that the company's securities transactions adhere to industry regulations and internal policies. Her work involves investigating and resolving cases where transactions do not meet compliance standards. Baethke's position is critical in maintaining the integrity of Primerica's operations in the financial services sector.
Previous Experience in Legal Assistance
Before joining Primerica, Jennifer Baethke worked as a Legal Assistant at Andersen, Tate & Carr from 2002 to 2009. During her seven years in this role, she gained valuable experience in legal processes and documentation, which contributed to her transition into the field of securities regulatory compliance. This background in legal assistance provided her with a strong foundation for her current responsibilities in compliance.
Education and Expertise
Jennifer Baethke studied at the University of Phoenix, where she earned an Associate's degree in Business Administration and Management from 2009 to 2011. Prior to this, she completed a Paralegal Certificate at the National Center for Paralegal Training from 1992 to 1993. Her educational background supports her expertise in both legal and business environments, equipping her with the skills necessary for her role in securities compliance.
Career Transition to Securities Regulatory Compliance
Jennifer Baethke transitioned from a career in real estate paralegal work to securities regulatory compliance, focusing on investment transactions. This shift allowed her to apply her legal knowledge and skills in a new context, emphasizing the importance of compliance within the financial services industry. Her experience in both fields enhances her ability to navigate complex regulatory requirements.
Compliance Guidance and Education
In her current role at Primerica, Jennifer Baethke provides guidance and education to representatives regarding compliance with industry regulations and company policies. This aspect of her job is essential for ensuring that all team members understand and adhere to the necessary standards, thereby promoting a culture of compliance within the organization.