Luis Margolles
About Luis Margolles
Luis Margolles is a Compliance Auditor at Primerica, where he has worked since 2011, bringing over twelve years of experience in the compliance sector of the securities industry. He has a background in finance and marketing, holding degrees from The University of British Columbia and Waverley College.
Work at Primerica
Luis Margolles has been employed at Primerica as a Compliance Auditor since 2011. In this role, he has accumulated over 13 years of experience in ensuring compliance with regulatory standards. Prior to his current position, he worked as a Field Auditor at Primerica from 1999 to 2005, where he gained foundational experience in auditing practices. His tenure at Primerica has been based in Duluth, Georgia, United States.
Previous Experience in Compliance and Auditing
Before joining Primerica, Luis Margolles worked as an Investigator at the Mutual Fund Dealers Association (MFDA) from 2006 to 2008 in Toronto, Ontario, Canada. His career also includes a significant period at Shell, where he served as a Marketing Territory Manager from 1980 to 1993 in The Hague, Zuid-Holland, Netherlands. This diverse background has contributed to his expertise in compliance and auditing.
Education and Expertise
Luis Margolles holds a Bachelor of Commerce degree, having studied Marketing and Finance at The University of British Columbia from 1975 to 1980. Additionally, he completed a Bachelor of Commerce at Waverley College from 1971 to 1974, focusing on Finance. His educational background supports his specialization in audit, investigations, and training within the compliance sector.
Skills and Specializations
Luis Margolles possesses excellent interviewing skills and has over twelve years of experience as a compliance professional in the securities industry. He is known for his strong verbal and written communication skills, particularly in multicultural settings. His approach to compliance issues is risk-based, allowing him to effectively address and manage compliance challenges.