Adam Tullier
About Adam Tullier
Adam Tullier is an Associate Director with a J.D. from Boston University School of Law and a Bachelor's Degree from DePaul University. He has extensive experience in regulatory compliance, financial investigations, and Volcker Programs, and has a personal passion for motorcycles.
Title
Adam Tullier holds the position of Associate Director. His professional duties and achievements reflect his expertise in regulatory compliance and financial investigations.
Education and Expertise
Adam Tullier obtained his Juris Doctor (J.D.) from Boston University School of Law, studying from 2005 to 2008. Prior to this, he earned a Bachelor's Degree from DePaul University, where he studied Honors Finance, Accounting, Multi-Variable Calculus, and Political Science from 2000 to 2004. This educational background has equipped him with a strong foundation in law and finance.
Professional Background
Adam Tullier has conducted major investigations at investment banks worldwide, displaying his expertise in international financial regulations. He has successfully represented broker-dealers in investigations by FINRA, the SEC, and state authorities, showcasing a strong track record in regulatory compliance. Furthermore, Adam has led a team in performing over 200 swap trade reconstructions, which highlights his leadership and technical skills in managing complex financial transactions.
Achievements in Regulatory Frameworks
One of Adam Tullier's notable contributions includes designing and implementing Volcker Programs at tier 1 investment banks. His role in managing Volcker Compliance Testing globally at Northern Trust signifies his critical involvement in ensuring compliance across international operations.
Personal Interests
Outside of his professional career, Adam Tullier has a personal passion for motorcycles. He owns six motorcycles with his wife, indicating a unique and dedicated personal interest.