Ken Shim
About Ken Shim
Ken Shim is an Associate Director at Protiviti with extensive experience in consumer compliance and regulatory expectations.
Current Role at Protiviti
Ken Shim currently serves as an Associate Director at Protiviti in the New York City Metropolitan Area. He started this role in 2020. As an Associate Director, Shim leverages his extensive compliance and regulatory experience to oversee various projects and initiatives.
Previous Experience at Metropolitan Commercial Bank
Before joining Protiviti, Ken Shim held the role of VP, Consumer Compliance Officer at Metropolitan Commercial Bank in New York City. He worked there for six months in 2020. During his time at the bank, Shim was responsible for managing consumer compliance operations and ensuring adherence to regulatory standards.
Role at Apple Bank
Ken Shim served as VP, Consumer Compliance Officer at Apple Bank from 2019 to 2020. His tenure lasted for one year, during which he oversaw consumer compliance matters, ensuring the bank's operations were in line with federal and state regulations.
Experience with the Consumer Financial Protection Bureau
Ken Shim worked with the Consumer Financial Protection Bureau (CFPB) from 2011 to 2015. As a Supervisory Examiner/Field Manager, he played a significant role in supervising financial institutions and managing examination processes in the Greater New York City Area.
Career at Federal Reserve Bank of New York
For two decades, from 1998 to 2018, Ken Shim was employed at the Federal Reserve Bank of New York. His role as Consumer Compliance Manager involved overseeing compliance programs and ensuring financial institutions under the Federal Reserve's jurisdiction adhered to consumer protection laws.
Educational Background
Ken Shim studied at Rutgers University in 1970.
Teaching Banking Regulations
Ken Shim has over six years of experience teaching banking regulations to examiners at commissioning schools. His contributions have been instrumental in educating the next generation of examiners on complex regulatory requirements.
Conference Speaking Engagements
Ken Shim has spoken at various conferences on regulatory expectations. His expertise in the field has made him a sought-after speaker for events focused on regulatory compliance and financial oversight.