Angel Roman
About Angel Roman
Angel Roman serves as the Senior Examiner for Operational Resiliency and Business Continuity at the Federal Reserve Bank of New York, a position he has held since 2014. With extensive experience in risk management across various financial institutions, he possesses deep expertise in third-party risk management and operational resilience.
Work at Federal Reserve Bank of New York
Angel Roman has served as a Senior Examiner in Operational Resiliency and Business Continuity at the Federal Reserve Bank of New York since 2014. In this role, he supervises firm-specific examinations of bank operations, ensuring compliance with regulatory standards. His responsibilities include communicating examination results to Federal Reserve management and other supervisory authorities, contributing to the overall stability of the financial system in the New York City Metropolitan Area.
Previous Experience at DTCC
Prior to his current position, Angel Roman worked at The Depository Trust & Clearing Corporation (DTCC) from 2008 to 2014. He held two significant roles: Manager of Enterprise Risk Management from 2008 to 2011 and Director of Systemic Risk Management/Operational Risk Management from 2011 to 2014. In these positions, he focused on identifying and mitigating risks within the organization, enhancing the operational framework of DTCC.
Educational Background
Angel Roman has a diverse educational background. He earned a B.S. in Finance from St. John's University, The Peter J. Tobin College of Business, studying from 1992 to 1994. He also holds an MBA in Organizational & Environmental Sustainability from Antioch University New England, which he completed from 2010 to 2012. Additionally, he completed an online short course in Cybersecurity: Managing Risk in the Information Age at Harvard University in 2018.
Expertise in Risk Management
Angel Roman possesses deep subject matter expertise in third-party risk management and operational resilience. His extensive experience in various risk management roles across different financial institutions has equipped him with the skills necessary to navigate complex operational challenges. This expertise is vital in his current role, where he assesses and enhances the resilience of financial operations.
Career at Bear Stearns and Dresdner Kleinwort Wasserstein
Before his tenure at DTCC, Angel Roman worked at Bear Stearns & Co. as Vice President of Client Trading Controls in the Business Controls Group from 2006 to 2008. He also served as Vice President of Counterparty Risk Management at Dresdner Kleinwort Wasserstein from 2000 to 2006. These roles contributed to his comprehensive understanding of risk management within trading and credit environments.