David Kim
About David Kim
David Kim serves as the Horizontal Team Lead for the LISCC G&C National Compliance Team at the Federal Reserve Bank of New York, where he has worked since 2007. He has a background in finance and extensive experience in regulatory compliance and risk management within the financial sector.
Work at Federal Reserve Bank of New York
David Kim has served as the Horizontal Team Lead for the LISCC G&C National Compliance Team at the Federal Reserve Bank of New York since 2007. In this role, he manages a team that evaluates compliance risk management programs, specifically focusing on BSA/AML/OFAC and conduct risk. His responsibilities include overseeing the assessment of financial institutions' adherence to regulatory requirements and ensuring effective risk management practices are in place.
Previous Experience in Financial Regulation
Before joining the Federal Reserve Bank of New York, David Kim worked at the Office of the Comptroller of the Currency as an Associate National Bank Examiner from 2003 to 2007. In this position, he gained valuable experience in evaluating the financial health and regulatory compliance of national banks. Additionally, he served as a Market Analyst at Thomson Reuters from 2000 to 2002, where he developed insights into market trends and financial data.
Education and Expertise
David Kim holds a Bachelor of Business Administration (B.B.A.) degree in Finance from Baruch College. His educational background provides a strong foundation in financial principles, which he applies in his current role and throughout his career. His expertise includes regulatory obligations and enforcement actions within the financial sector, contributing to his effectiveness in compliance risk management.
Role as Safety and Soundness Examiner
Commissioned as a Safety and Soundness examiner, David Kim evaluates the financial health and regulatory compliance of financial institutions. This role involves assessing various aspects of financial operations to ensure adherence to established regulations and standards. His work is essential in maintaining the stability and integrity of the financial system.