Joanna Son, Cfe
About Joanna Son, Cfe
Joanna Son is a Compliance Risk Specialist at the Federal Reserve Bank of New York, where she has worked since 2017. She has a background in accounting and finance, with previous experience at organizations such as JPMorgan Chase & Co., the Financial Industry Regulatory Authority, and the Internal Revenue Service.
Current Role at Federal Reserve Bank of New York
Joanna Son serves as a Compliance Risk Specialist at the Federal Reserve Bank of New York. She has held this position since 2017, contributing to the bank's compliance and risk management efforts. Her role involves assessing compliance risks and ensuring adherence to regulatory standards within the financial sector.
Previous Experience at Financial Industry Regulatory Authority
Joanna Son worked at the Financial Industry Regulatory Authority (FINRA) as a Financial Operations Examiner from 2011 to 2014. During her three years at FINRA, she focused on examining financial operations and ensuring compliance with industry regulations.
Professional Background at JPMorgan Chase & Co.
From 2014 to 2016, Joanna Son held the position of AVP/Senior Auditor at JPMorgan Chase & Co. In this role, she was responsible for conducting audits and evaluating the effectiveness of internal controls within the organization.
Educational Background at Baruch College
Joanna Son studied at Baruch College, where she earned a Bachelor of Business Administration (BBA) degree in Accounting and Finance. Her studies spanned from 2008 to 2011, providing her with a solid foundation in financial principles and practices.
Additional Experience and Volunteer Work
In addition to her professional roles, Joanna Son volunteered as an Income Tax Preparer for the Internal Revenue Service in 2009. She also gained experience as a Student Trainee at the IRS in 2010. These roles contributed to her understanding of tax regulations and compliance.