Kelly Johns
About Kelly Johns
Kelly Johns is a Compliance Manager at Russell Investments, with over 18 years of experience in compliance and administrative roles within the financial services industry. She previously worked at International Value Advisers and MetLife Resources, and holds several industry certifications including FINRA SIE, Series 7, and Series 24.
Current Role at Russell Investments
Kelly Johns serves as a Compliance Manager at Russell Investments, a position she has held since 2021. In this role, she is responsible for ensuring that the company's operations adhere to regulatory standards and internal policies. Her expertise in compliance is critical in maintaining the integrity of the firm's financial services. Based in New York, she contributes to the organization's commitment to compliance and risk management.
Previous Experience in Compliance
Before joining Russell Investments, Kelly Johns worked as a Compliance Administrator at International Value Advisers from 2014 to 2021. During her seven years in this role, she developed a comprehensive understanding of compliance protocols within the financial services sector. Additionally, she served as a Regional Compliance Consultant at MetLife Resources from 2009 to 2014, where she focused on compliance issues across various regional operations.
Education and Certifications
Kelly Johns earned her Bachelor of Arts in Communication from West Virginia University, completing her studies from 1998 to 2002. She holds several industry certifications, including FINRA SIE, Series 7, and Series 24. These certifications reflect her strong knowledge of securities industry regulations and enhance her qualifications in compliance management.
Career Progression in Financial Services
Kelly Johns has over 18 years of experience in compliance and administrative roles within the financial services industry. Her career began as a Regional Sales Coordinator at MetLife Resources from 2005 to 2009, where she gained valuable insights into sales operations. She transitioned to compliance roles, demonstrating her adaptability and diverse skill set throughout her career.
High School Education
Kelly Johns completed her high school education at Somers High School from 1994 to 1998. This foundational education provided her with essential skills that contributed to her later academic and professional achievements.