Lisa Cole
About Lisa Cole
Lisa Cole is a Compliance Monitoring Executive with extensive experience in the field. She holds a Bachelor of Science in Economics from Birkbeck, University of London, and has worked in compliance roles at Royal London Asset Management and Russell Investments.
Work at Russell Investments
Lisa Cole has been employed at Russell Investments as a Compliance Monitoring Executive since 2015. In this role, she is responsible for ensuring that the company adheres to regulatory requirements and internal policies. Her work involves monitoring compliance activities and implementing necessary measures to mitigate risks associated with regulatory breaches.
Previous Experience at Royal London Asset Management
Prior to her current position, Lisa Cole worked at Royal London Asset Management as a Compliance Monitoring Officer from 2011 to 2015. During her tenure, she focused on compliance monitoring and contributed to the development of compliance frameworks to support the organization's regulatory obligations.
Education and Expertise
Lisa Cole studied at Birkbeck, University of London, where she earned a Bachelor of Science (B.Sc.) degree in Economics from 2009 to 2013. This educational background provides her with a strong foundation in economic principles, which is essential for her role in compliance monitoring within the financial sector.
Professional Background
Lisa Cole has a professional background in compliance monitoring within the financial services industry. Her career began at Royal London Asset Management, where she gained valuable experience before transitioning to her current role at Russell Investments. Over the years, she has developed expertise in regulatory compliance and risk management.