Nicholas Davis
About Nicholas Davis
Nicholas Davis serves as the Senior Compliance Officer and Compliance Counsel at Sculptor Capital Management, where he has worked since 2017. He has extensive experience in compliance across various financial products and previously held positions at Citi, Point72, and Barclays Investment Bank.
Current Role at Sculptor Capital Management
Nicholas Davis serves as the Senior Compliance Officer and Compliance Counsel at Sculptor Capital Management. He has held this position since 2017, contributing to the compliance department in the Greater New York City Area. In this role, he acts as a relationship manager specifically for email surveillance. His responsibilities include managing compliance for a variety of financial products, such as Commercial Mortgage-Backed Securities (CMBS), Residential Mortgage-Backed Securities (RMBS), Asset-Backed Securities (ABS), litigation finance, Collateralized Loan Obligations (CLO), and structured credit.
Previous Experience at Point72
Before joining Sculptor Capital Management, Nicholas Davis worked as an Associate Director at Point72 from 2014 to 2017. His role involved overseeing compliance matters and ensuring adherence to regulatory standards within the organization. This position followed his tenure at Citi, where he served as Senior Counsel for one year in the Greater New York City Area.
Legal Background and Education
Nicholas Davis has a robust educational background in law and finance. He earned his Juris Doctor (JD) from New York Law School between 2006 and 2009. He furthered his studies at the same institution, achieving a Master of Laws (LL.M.) in Financial Services Law from 2009 to 2013. Additionally, he holds a Bachelor of Arts in Political Science from Union College, which he completed from 2000 to 2004, and a Master of Arts in International Relations and Affairs from Seton Hall University, achieved from 2004 to 2006.
Compliance Experience at Barclays and FINRA
Nicholas Davis has extensive compliance experience, having worked at Barclays Investment Bank as an Assistant Vice President from 2009 to 2013. His role involved managing compliance-related tasks in a fast-paced financial environment. Earlier in his career, he served as a Law Clerk at the Financial Industry Regulatory Authority (FINRA) in 2008 for four months, gaining foundational experience in regulatory compliance.