Carleton Horner
About Carleton Horner
Carleton Horner is a Settlements Analyst at Sei in Oaks, Pennsylvania, with extensive experience in securities analysis and cash management.
Current Position at Sei
Carleton Horner is currently employed as a Settlements Analyst at Sei in Oaks, Pennsylvania, United States. In his role, he handles multi-currency transactions related to the settlement of Mutual Fund and Traditional asset trading. He is responsible for monitoring settlement activity for traditional assets and ensuring that fails management is effectively performed to mitigate risk.
Previous Experience at RBC Investor & Treasury Services
Carleton Horner worked as a Securities Analyst at RBC Investor & Treasury Services in London, Greater London, United Kingdom, for 9 months in 2012. During his tenure, he executed various tasks related to securities analysis, helping to ensure accurate and timely trade settlements.
Role at HSBC
From 2002 to 2011, Carleton Horner served as a Senior Securities Analyst at HSBC in London, Greater London, United Kingdom. Over his nine-year period, he gained significant experience in securities transactions, playing a key role in managing settlement activities and risks.
Early Career at BNY Mellon
Carleton Horner began his professional career as a Transitions Clerk at BNY Mellon in New York, New York, United States. From 2000 to 2002, he spent two years in this role, laying the foundation for his expertise in financial transactions and transitions.
Education at Clapham College
Carleton Horner attended Clapham College from 1980 to 1985, completing his education over a span of five years. His academic background at Clapham College provided him with the foundational knowledge that would later support his career in the financial industry.
Technical Proficiencies
Carleton Horner is proficient in using systems such as Fundsettle, Euclid, TLM, Quartz, SWP, and Cofunds browser. These technical skills are essential in his role as a Settlements Analyst where he performs tasks such as daily cash and stock reconciliation, monitoring Client Money funding, processing price adjustments and dilution levies for mutual funds, and managing daily cash sweeps.