Luis Paul Baptista, Cisa, Cfsa, Crp, Cica, Crisc
About Luis Paul Baptista, Cisa, Cfsa, Crp, Cica, Crisc
Luis Paul Baptista is the IT Audit Director at SEI Investments, with extensive experience in IT audit management and multiple certifications.
Title at SEI Investments
Luis Paul Baptista serves as the IT Audit Director at SEI Investments. In this role, he oversees comprehensive assessments of enterprise-wide information security and vendor management programs. His work also includes managing offshore audit activities and ensuring compliance with regulatory requirements such as the Sarbanes-Oxley Act and FDICIA.
Previous Experience at Advanta Corp.
Luis held the position of IT Audit Director at Advanta Corp. from 1995 to 2010. During his 15-year tenure, he played a pivotal role in planning, coordinating, and executing continuous risk-based audit strategies. His experience here underscores his capability in handling organizations undergoing rapid growth or operational changes.
Previous Experience at PNC Bank
Before his role at Advanta Corp., Luis worked at PNC Bank as an IT Audit Manager from 1988 to 1995. For seven years, he was instrumental in overseeing audit management functions, which laid a solid foundation for his subsequent leadership roles in IT audit.
Education and Specializations
Luis Paul Baptista earned his Bachelor of Science degree in Management Information Systems from Widener University. His academic background and professional trajectory have endowed him with in-depth knowledge and expertise in IT audit and information systems management.
Professional Certifications
Luis holds several certifications that underscore his expertise in the IT audit field. These include Certified Information Systems Auditor (CISA), Certified Financial Services Auditor (CFSA), Certified Risk Professional (CRP), Certified Internal Control Auditor (CICA), and Certified in Risk and Information Systems Control (CRISC).
Skills in Auditing and Risk Management
Luis excels in coordinating Sarbanes-Oxley Act and FDICIA requirements, an area where he has extensive experience. He is adept at promoting an audit culture that emphasizes visibility, collaboration, and open communication across all management levels. His skill set particularly suits organizations facing rapid growth or significant operational changes.
Language Proficiency
Luis is fluent in Portuguese, which adds a layer of versatility and global communication capability to his professional skill set.