Di Anne Calabrisotto
About Di Anne Calabrisotto
Di Anne Calabrisotto serves as the Chief Operating Officer and Chief Compliance Officer at Siebert Williams Shank, where she focuses on technology-driven solutions and regulatory compliance. She plays a key role in strategic planning and operational management, ensuring the firm adheres to regulatory standards while fostering strong relationships with regulators.
Work at Siebert Williams Shank
Di Anne Calabrisotto serves as the Chief Operating Officer and Chief Compliance Officer at Siebert Williams Shank (SWS) since 2019. In this role, she oversees the day-to-day activities and operations management of the firm, ensuring that all compliance and regulatory matters are addressed effectively. Calabrisotto plays a key role in the firm’s strategic planning process and is involved in creating strategic business alliances. Her leadership contributes to SWS's position as a prominent underwriter of U.S. investment grade corporate bonds.
Education and Expertise
Di Anne Calabrisotto possesses extensive knowledge of regulatory rules, which aids her in maintaining strong relationships with regulators. Her expertise is evident in her ability to evaluate compliance issues and implement appropriate resolutions. Calabrisotto's focus on technology-driven, cost-efficient solutions enhances the operational efficiency of the firm. She collaborates with management to strengthen departmental processes, aligning them with the overall goals of SWS.
Background
Calabrisotto has built a long track record in compliance and operations management. Her experience includes developing internal controls and operational systems that have been instrumental as SWS has grown in the competitive landscape of investment banking. Her role requires a deep understanding of both compliance and operational dynamics, which she applies to ensure that the firm meets regulatory requirements while achieving its business objectives.
Achievements
Under Di Anne Calabrisotto's leadership, Siebert Williams Shank has established a robust compliance, supervisory, and risk management program. This program is designed to ensure adherence to regulatory requirements, reflecting her commitment to maintaining high standards in compliance and operational integrity. Her contributions have helped position the firm as one of the most active underwriters in its sector.