Dwayne Redwood, Frm
About Dwayne Redwood, Frm
Dwayne Redwood serves as the Director of Compliance at Sprott, a position he has held since 2021. He has extensive experience in compliance roles at various financial institutions, including Picton Mahoney Asset Management and Mackenzie Investments.
Work at Sprott
Dwayne Redwood has held the position of Director, Compliance at Sprott since 2021. In this role, he is responsible for overseeing compliance-related activities and ensuring adherence to regulatory requirements within the organization. His tenure at Sprott has contributed to the firm's commitment to maintaining high standards of compliance in the financial sector.
Previous Experience in Compliance
Prior to joining Sprott, Dwayne Redwood worked at several notable financial institutions. He served as Senior Compliance Analyst at Picton Mahoney Asset Management from 2012 to 2017, where he focused on compliance processes. He then transitioned to Mackenzie Investments as Senior Manager, Compliance from 2018 to 2020, overseeing compliance operations. Additionally, he worked at AGF Investments Inc. as Team Lead and Senior Compliance Officer for 10 months in 2017.
Education and Expertise
Dwayne Redwood earned his Bachelor's degree in Banking and Finance from The University of the West Indies, completing his studies from 2004 to 2007. This educational background provides him with a solid foundation in financial principles and compliance regulations, which he applies in his professional roles.
Background in Compliance
Dwayne Redwood has built a career in compliance within the financial services industry. His experience spans over a decade, during which he has developed expertise in regulatory compliance, risk management, and operational oversight. His roles have involved ensuring that organizations meet legal and regulatory standards while maintaining effective compliance frameworks.