Johann Lau
About Johann Lau
Johann Lau serves as the Vice President of Investment Administration at Sprott Asset Management LP, bringing over a decade of experience in fund governance and oversight. He has held significant roles at CIBC Mellon and Gluskin Sheff + Associates, focusing on enhancing operational efficiency in financial services.
Current Role at Sprott Asset Management
Johann Lau serves as Vice President of Investment Administration at Sprott Asset Management LP. He has held this position since 2012, contributing over 12 years of experience in the role. His responsibilities include overseeing investment administration processes and ensuring compliance with relevant regulations.
Previous Experience at CIBC Mellon
Before his current role at Sprott, Johann Lau worked at CIBC Mellon as the Head of Fund Accounting and Fund Administration. He has been in this position since 2017, accumulating 7 years of experience. His work focuses on fund accounting and administration within the financial services sector.
Experience at Gluskin Sheff + Associates
Johann Lau previously worked at Gluskin Sheff + Associates from 2010 to 2012, where he was involved in Governance & Oversight for a duration of 2 years. This role contributed to his expertise in fund governance and oversight.
Education and Academic Background
Johann Lau studied at the University at Buffalo, where he earned a Bachelor of Science degree in Accounting and Finance. His academic tenure spanned from 1985 to 1989, providing him with a solid foundation in financial principles.
Specialized Skills and Expertise
Johann Lau possesses specialized skills in fund governance and oversight, ensuring compliance and effective management of investment funds. He develops and implements policies and procedures that streamline investment accounting, financial, and tax reporting processes. His expertise also includes infrastructure optimization and strategic vendor sourcing, which enhance operational efficiency in financial services.