Matthew Oswald
About Matthew Oswald
Matthew Oswald serves as the Head of EMEA Compliance at Squarepoint Capital, bringing extensive experience in regulatory compliance and operational strategy across various financial institutions. His career includes significant roles at Citadel Investment Group, M&G plc, and the Abu Dhabi Investment Authority, among others.
Current Role at Squarepoint Capital
Matthew Oswald serves as the Head of EMEA Compliance at Squarepoint Capital, a position he has held since 2023. In this role, he oversees compliance operations across the Europe, Middle East, and Africa regions. His responsibilities include ensuring adherence to regulatory requirements and implementing compliance strategies that align with the firm's objectives.
Previous Experience in Compliance
Matthew Oswald has extensive experience in compliance roles across various financial institutions. He was the Deputy Head of Compliance (Europe) at Citadel Investment Group from 2008 to 2011. He also held the position of Director of Compliance Advisory at M&G plc from 2020 to 2023, and prior to that, he served as Head of Investment Compliance Advisory at M&G plc from 2017 to 2020.
Expertise in Regulatory Frameworks
Oswald possesses deep expertise in regulatory frameworks including MiFID II, MiFIR, and EMIR. His knowledge in these areas is crucial for ensuring compliance within financial markets. He also has significant experience in managing AML/KYC processes, holding CF11 responsibilities that are essential for preventing financial crimes.
Education and Academic Background
Matthew Oswald studied at The University of Manchester, where he earned a Bachelor of Science with honors in Computation from 1985 to 1988. His academic background provides a strong foundation for his career in compliance and regulatory affairs.
Career Progression and Previous Roles
Oswald's career includes various roles in compliance and consulting. He worked as a Senior Manager at Ernst & Young LLP from 2006 to 2008 and as a Senior Manager - Regulatory Compliance at Abu Dhabi Investment Authority from 2012 to 2016. His earlier positions include Director at PwC and Compliance Officer at XR Trading, showcasing a diverse range of experiences in the financial sector.